Faulhaber's formula

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In mathematics, Faulhaber's formula, named after the early 17th century mathematician Johann Faulhaber, expresses the sum of the p-th powers of the first n positive integers as a polynomial in n. In modern notation, Faulhaber's formula is Here, is the binomial coefficient "p + 1 choose r", and the Bj are the Bernoulli numbers with the convention that .

The result: Faulhaber's formula

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Faulhaber's formula concerns expressing the sum of the p-th powers of the first n positive integers   as a (p + 1)th-degree polynomial function of n.

The first few examples are well known. For p = 0, we have   For p = 1, we have the triangular numbers   For p = 2, we have the square pyramidal numbers  

The coefficients of Faulhaber's formula in its general form involve the Bernoulli numbers Bj. The Bernoulli numbers begin   where here we use the convention that  . The Bernoulli numbers have various definitions (see Bernoulli number#Definitions), such as that they are the coefficients of the exponential generating function  

Then Faulhaber's formula is that   Here, the Bj are the Bernoulli numbers as above, and   is the binomial coefficient "p + 1 choose k".

Examples

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So, for example, one has for p = 4,  

The first seven examples of Faulhaber's formula are  

History

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Ancient period

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The history of the problem begins in antiquity and coincides with that of some of its special cases. The case   coincides with that of the calculation of the arithmetic series, the sum of the first   values of an arithmetic progression. This problem is quite simple but the case already known by the Pythagorean school for its connection with triangular numbers is historically interesting:

    polynomial   calculating the sum of the first   natural numbers.

For   the first cases encountered in the history of mathematics are:

    polynomial   calculating the sum of the first   successive odds forming a square. A property probably well known by the Pythagoreans themselves who, in constructing their figured numbers, had to add each time a gnomon consisting of an odd number of points to obtain the next perfect square.
    polynomial   calculating the sum of the squares of the successive integers. Property that is demonstrated in Spirals, a work of Archimedes.[1]
    polynomial   calculating the sum of the cubes of the successive integers. Corollary of a theorem of Nicomachus of Gerasa.[1]

L'insieme   of the cases, to which the two preceding polynomials belong, constitutes the classical problem of powers of successive integers.

Middle period

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Over time, many other mathematicians became interested in the problem and made various contributions to its solution. These include Aryabhata, Al-Karaji, Ibn al-Haytham, Thomas Harriot, Johann Faulhaber, Pierre de Fermat and Blaise Pascal who recursively solved the problem of the sum of powers of successive integers by considering an identity that allowed to obtain a polynomial of degree   already knowing the previous ones.[1]

Faulhaber's formula is also called Bernoulli's formula. Faulhaber did not know the properties of the coefficients later discovered by Bernoulli. Rather, he knew at least the first 17 cases, as well as the existence of the Faulhaber polynomials for odd powers described below.[2]

 
Jakob Bernoulli's Summae Potestatum, Ars Conjectandi, 1713

In 1713, Jacob Bernoulli published under the title Summae Potestatum an expression of the sum of the p powers of the n first integers as a (p + 1)th-degree polynomial function of n, with coefficients involving numbers Bj, now called Bernoulli numbers:

 

Introducing also the first two Bernoulli numbers (which Bernoulli did not), the previous formula becomes   using the Bernoulli number of the second kind for which  , or   using the Bernoulli number of the first kind for which  

A rigorous proof of these formulas and Faulhaber's assertion that such formulas would exist for all odd powers took until Carl Jacobi (1834), two centuries later. Jacobi benefited from the progress of mathematical analysis using the development in infinite series of an exponential function generating Bernoulli numbers.

Modern period

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In 1982 A.W.F. Edwards publishes an article [3] in which he shows that Pascal's identity can be expressed by means of triangular matrices containing the Pascal's triangle deprived of 'last element of each line:

 [4][5]

The example is limited by the choice of a fifth order matrix but is easily extendable to higher orders. The equation can be written as:   and multiplying the two sides of the equation to the left by   , inverse of the matrix A, we obtain   which allows to arrive directly at the polynomial coefficients without directly using the Bernoulli numbers. Other authors after Edwards dealing with various aspects of the power sum problem take the matrix path [6] and studying aspects of the problem in their articles useful tools such as the Vandermonde vector.[7] Other researchers continue to explore through the traditional analytic route [8] and generalize the problem of the sum of successive integers to any geometric progression[9][10]

Proof with exponential generating function

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Let   denote the sum under consideration for integer  

Define the following exponential generating function with (initially) indeterminate     We find   This is an entire function in   so that   can be taken to be any complex number.

We next recall the exponential generating function for the Bernoulli polynomials     where   denotes the Bernoulli number with the convention  . This may be converted to a generating function with the convention   by the addition of   to the coefficient of   in each  , see Bernoulli_polynomials#Explicit_formula for example.   does not need to be changed.   so that

  It follows that   for all  .

Faulhaber polynomials

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The term Faulhaber polynomials is used by some authors to refer to another polynomial sequence related to that given above.

Write   Faulhaber observed that if p is odd then   is a polynomial function of a.

 
Proof without words for p = 3 [11]

For p = 1, it is clear that   For p = 3, the result that   is known as Nicomachus's theorem.

Further, we have   (see OEISA000537, OEISA000539, OEISA000541, OEISA007487, OEISA123095).

More generally, [citation needed]  

Some authors call the polynomials in a on the right-hand sides of these identities Faulhaber polynomials. These polynomials are divisible by a2 because the Bernoulli number Bj is 0 for odd j > 1.

Inversely, writing for simplicity  , we have   and generally  

Faulhaber also knew that if a sum for an odd power is given by   then the sum for the even power just below is given by   Note that the polynomial in parentheses is the derivative of the polynomial above with respect to a.

Since a = n(n + 1)/2, these formulae show that for an odd power (greater than 1), the sum is a polynomial in n having factors n2 and (n + 1)2, while for an even power the polynomial has factors n, n + 1/2 and n + 1.

Expressing products of power sums as linear combinations of power sums

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Products of two (and thus by iteration, several) power sums   can be written as linear combinations of power sums with either all degrees even or all degrees odd, depending on the total degree of the product as a polynomial in  , e.g.  . Note that the sums of coefficients must be equal on both sides, as can be seen by putting  , which makes all the   equal to 1. Some general formulae include:   Note that in the second formula, for even   the term corresponding to   is different from the other terms in the sum, while for odd  , this additional term vanishes because of  .

Matrix form

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Faulhaber's formula can also be written in a form using matrix multiplication.

Take the first seven examples   Writing these polynomials as a product between matrices gives   where  

Surprisingly, inverting the matrix of polynomial coefficients yields something more familiar:  

In the inverted matrix, Pascal's triangle can be recognized, without the last element of each row, and with alternating signs.

Let   be the matrix obtained from   by changing the signs of the entries in odd diagonals, that is by replacing   by  , let   be the matrix obtained from   with a similar transformation, then   and   Also   This is because it is evident that   and that therefore polynomials of degree   of the form   subtracted the monomial difference   they become  .

This is true for every order, that is, for each positive integer m, one has   and   Thus, it is possible to obtain the coefficients of the polynomials of the sums of powers of successive integers without resorting to the numbers of Bernoulli but by inverting the matrix easily obtained from the triangle of Pascal.[12][13]

Variations

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  • Replacing   with  , we find the alternative expression:  
  • Subtracting   from both sides of the original formula and incrementing   by  , we get  
where   can be interpreted as "negative" Bernoulli numbers with  .
  • We may also expand   in terms of the Bernoulli polynomials to find   which implies   Since   whenever   is odd, the factor   may be removed when  .
  • It can also be expressed in terms of Stirling numbers of the second kind and falling factorials as[14]     This is due to the definition of the Stirling numbers of the second kind as mononomials in terms of falling factorials, and the behaviour of falling factorials under the indefinite sum.

Interpreting the Stirling numbers of the second kind,  , as the number of set partitions of   into   parts, the identity has a direct combinatorial proof since both sides count the number of functions   with   maximal. The index of summation on the left hand side represents  , while the index on the right hand side is represents the number of elements in the image of f.

 

This in particular yields the examples below – e.g., take k = 1 to get the first example. In a similar fashion we also find

 

  • A generalized expression involving the Eulerian numbers   is
 .
  • Faulhaber's formula was generalized by Guo and Zeng to a q-analog.[16]

Relationship to Riemann zeta function

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Using  , one can write  

If we consider the generating function   in the large   limit for  , then we find   Heuristically, this suggests that   This result agrees with the value of the Riemann zeta function   for negative integers   on appropriately analytically continuing  .

Faulhaber's formula can be written in terms of the Hurwitz zeta function:

 

Umbral form

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In the umbral calculus, one treats the Bernoulli numbers  ,  ,  , ... as if the index j in   were actually an exponent, and so as if the Bernoulli numbers were powers of some object B.

Using this notation, Faulhaber's formula can be written as   Here, the expression on the right must be understood by expanding out to get terms   that can then be interpreted as the Bernoulli numbers. Specifically, using the binomial theorem, we get  

A derivation of Faulhaber's formula using the umbral form is available in The Book of Numbers by John Horton Conway and Richard K. Guy.[17]

Classically, this umbral form was considered as a notational convenience. In the modern umbral calculus, on the other hand, this is given a formal mathematical underpinning. One considers the linear functional T on the vector space of polynomials in a variable b given by   Then one can say  

A general formula

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The series   as a function of   is often abbreviated as  . Beardon has published formulas for powers of  , including a 1996 paper[18] which demonstrated that integer powers of   can be written as a linear sum of terms in the sequence  :

 

The first few resulting identities are then

 
 
 .

Although other specific cases of   – including   and   – are known, no general formula for   for positive integers   and   has yet been reported. A 2019 paper by Derby[19] proved that:

 .

This can be calculated in matrix form, as described above. The   case replicates Beardon's formula for   and confirms the above-stated results for   and   or  . Results for higher powers include:

 
 .

Notes

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  1. ^ a b c Beery, Janet (2009). "Sum of powers of positive integers". MMA Mathematical Association of America. doi:10.4169/loci003284 (inactive 1 November 2024).{{cite news}}: CS1 maint: DOI inactive as of November 2024 (link)
  2. ^ Donald E. Knuth (1993). "Johann Faulhaber and sums of powers". Mathematics of Computation. 61 (203): 277–294. arXiv:math.CA/9207222. doi:10.2307/2152953. JSTOR 2152953. The arxiv.org paper has a misprint in the formula for the sum of 11th powers, which was corrected in the printed version. Correct version. Archived 2010-12-01 at the Wayback Machine
  3. ^ Edwards, Anthony William Fairbank (1982). "Sums of powers of integers: A little of the History". The Mathematical Gazette. 66 (435): 22–28. doi:10.2307/3617302. JSTOR 3617302. S2CID 125682077.
  4. ^ The first element of the vector of the sums is   and not   because of the first addend, the indeterminate form  , which should otherwise be assigned a value of 1
  5. ^ Edwards, A.W.F. (1987). Pascal's Arithmetical Triangle: The Story of a Mathematical Idea. Charles Griffin & C. p. 84. ISBN 0-8018-6946-3.
  6. ^ Kalman, Dan (1988). "Sums of Powers by matrix method". Semantic scholar. S2CID 2656552.
  7. ^ Helmes, Gottfried (2006). "Accessing Bernoulli-Numbers by Matrix-Operations" (PDF). Uni-Kassel.de.
  8. ^ Howard, F.T (1994). "Sums of powers of integers via generating functions" (PDF). CiteSeerX 10.1.1.376.4044.
  9. ^ Lang, Wolfdieter (2017). "On Sums of Powers of Arithmetic Progressions, and Generalized Stirling, Eulerian and Bernoulli numbers". arXiv:1707.04451 [math.NT].
  10. ^ Tan Si, Do (2017). "Obtaining Easily Sums of Powers on Arithmetic Progressions and Properties of Bernoulli Polynomials by Operator Calculus". Applied Physics Research. 9. Canadian Center of Science and Education. ISSN 1916-9639.
  11. ^ Gulley, Ned (March 4, 2010), Shure, Loren (ed.), Nicomachus's Theorem, Matlab Central
  12. ^ Pietrocola, Giorgio (2017), On polynomials for the calculation of sums of powers of successive integers and Bernoulli numbers deduced from the Pascal's triangle (PDF).
  13. ^ Derby, Nigel (2015), "A search for sums of powers", The Mathematical Gazette, 99 (546): 416–421, doi:10.1017/mag.2015.77, S2CID 124607378.
  14. ^ Concrete Mathematics, 1st ed. (1989), p. 275.
  15. ^ Kieren MacMillan, Jonathan Sondow (2011). "Proofs of power sum and binomial coefficient congruences via Pascal's identity". American Mathematical Monthly. 118 (6): 549–551. arXiv:1011.0076. doi:10.4169/amer.math.monthly.118.06.549. S2CID 207521003.
  16. ^ Guo, Victor J. W.; Zeng, Jiang (30 August 2005). "A q-Analogue of Faulhaber's Formula for Sums of Powers". The Electronic Journal of Combinatorics. 11 (2). arXiv:math/0501441. Bibcode:2005math......1441G. doi:10.37236/1876. S2CID 10467873.
  17. ^ John H. Conway, Richard Guy (1996). The Book of Numbers. Springer. p. 107. ISBN 0-387-97993-X.
  18. ^ Beardon, A. F. (1996). "Sums of Powers of Integers". The American Mathematical Monthly. 103 (3): 201–213. doi:10.1080/00029890.1996.12004725.
  19. ^ Derby, Nigel M. (2019). "The continued search for sums of powers". The Mathematical Gazette. 103 (556): 94–100. doi:10.1017/mag.2019.11.
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