Geiringer–Laman theorem

The Geiringer–Laman theorem gives a combinatorial characterization of generically rigid graphs in -dimensional Euclidean space, with respect to bar-joint frameworks. This theorem was first proved by Hilda Pollaczek-Geiringer in 1927,[1] and later by Gerard Laman in 1970.[2] An efficient algorithm called the pebble game is used to identify this class of graphs.[3] This theorem has been the inspiration for many Geiringer-Laman type results for other types of frameworks with generalized pebble games.[4]

Statement of the theorem

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This theorem relies on definitions of genericity that can be found on the structural rigidity page. Let   denote the vertex set of a set of edges  .

Geiringer-Laman Theorem. [1][2] A graph   is generically rigid in  -dimensions with respect to bar-joint frameworks if and only if   has a spanning subgraph   such that

  •  
  • for all subsets  ,  .
 
Figure 1. (a) and (c) are generically rigid graphs in  -dimensions. (b) is a generically flexible graph in  -dimensions.

The spanning subgraph   satisfying the conditions of the theorem is called a Geiringer-Laman, or minimally rigid, graph. Graphs satisfying the second condition form the independent sets of a sparsity matroid, and are called  -sparse. A graph satisfying both conditions is also called a  -tight graph. The direction of the theorem which states that a generically rigid graph is  -tight is called the Maxwell direction, because James Clerk Maxwell gave an analogous necessary condition of  -sparsity for a graph to be independent in the  -dimensional generic rigidity matroid.[5] The other direction of the theorem is the more difficult direction to prove. For dimensions  , a graph that is  -tight is not necessarily generically minimally rigid, i.e., the converse of the Maxwell Direction is not true.

Example. Consider the graphs in Figure 1. The graph in (c) is generically minimally rigid, but it is not infinitesimally rigid. The red velocity vectors depict a non-trivial infinitesimal flex. Removing the red edge in (a) yields a generically minimally rigid spanning graph. Adding the dashed red edge in (b) makes the graph generically minimally rigid.

Theorem. Let   be a graph. The following statements are equivalent:

  •   is a generically minimally rigid;
  •   is  -tight; and
  •   contains three edge-disjoint spanning trees   and   such that (i) each vertex of   is contained in exactly two of these spanning trees and (ii) distinct subtrees of these spanning trees do not have the same vertex set.

The equivalence of the first and second statements is the Geiringer-Laman theorem. The equivalence of the first and third statements was first proved by Crapo via the Geiringer-Laman theorem,[6] and later by Tay via a more direct approach.[7]

Outline of proof

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The proof of the Geiringer-Laman theorem given below is based on Laman's proof.[2] Furthermore, the details of the proofs below are based on lecture notes found here [8]

Consider a bar-joint system   and a framework   of this system, where   is a map that places the vertices of   in the plane such that the distance constraints   are satisfied. For convenience, we refer to   as a framework of  . The proof of the Geiringer-Laman theorem follows the outline below.

  1. A graph   is generically rigid if and only if it is generically infinitesimally rigid.
    1. Infinitesimal rigidity is a generic property of graphs.
    2. Rigidity is a generic property of graphs.
    3. If a framework   is infinitesimally rigid, then it is rigid.
    4. If a framework   is generic with respect to infinitesimally rigidity and rigid, then it is infinitesimally rigid.
  2. If a graph   has a generic infinitesimally rigid framework, then   is a Geiringer-Laman graph.
  3. A graph   is a Geiringer-Laman graph if and only if   has a Henneberg construction.
  4. If a graph   has a Henneberg construction, then   has a generic infinitesimally rigid framework.

Step 1 sets up the generic setting of rigidity so that we can focus on generic infinitesimal rigidity rather than generic rigidity. This is an easier approach, because infinitesimal rigidity involves a system of linear equations, rather than quadratic in the case of regular rigidity. In particular, we can prove structural properties about the rigidity matrix of a generic framework. These results were first proved by Asimow and Roth,[9][10] see Combinatorial characterizations of generically rigid graphs. Note that in Step 1.4 the framework must be generic with respect to infinitesimal rigidity. In particular, a framework   that is rigid and generic with respect to rigidity is not necessarily infinitesimally rigid. Step 2 is the Maxwell Direction of the proof, which follows from simple counting arguments on the rigidity matrix. Step 3 shows that generically minimally rigid graphs are exactly the graphs that can be constructed starting from a single edge using two simple operations, which are defined below. Step 4 shows that graphs with this type of construction are generically infinitesimally rigid. Finally, once Step 1 is proved, Steps 2-3 prove the Geiringer-Laman theorem.

Equivalence of generic rigidity and generic infinitesimal rigidity

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Let   be a graph. First, we show that generic frameworks with respect to infinitesimal rigidity form an open and dense set in  . One necessary and sufficient condition for a framework   of   to be infinitesimally rigid is for its rigidity matrix   to have max rank over all frameworks of  .

Proposition 1. For any framework   of   and any neighborhood  , there exists a framework   in   such that the rigidity matrix   has max rank.

Proof. If the rigidity matrix   does not have max rank, then it has a set of dependent rows corresponding to a subset of edges   such that for some other rigidity matrix  , the rows corresponding to   are independent. Let   be the set of frameworks such that the rows corresponding to   in their rigidity matrices are dependent. In other words,   is the set of frameworks   such that the minor of the rows corresponding to   in   is  . Hence,   is a curve in  , because a minor is a polynomial in the entries of a matrix. Let   be the union of these curves over all subsets of edges of  . If a framework   does not have max rank for some framework  , then   is contained in  . Finally, since   is a finite set of curves, the proposition is proved.

Proposition 2. Infinitesimal rigidity is a generic property of graphs.

Proof. We show that if one generic framework with respect to infinitesimal rigidity is infinitesimally rigid, then all generic frameworks are infinitesimally rigid. If a framework   of a graph   is infinitesimally rigid, then   has max rank. Note that the kernel of the rigidity matrix is the space of infinitesimal motions of a framework, which has dimension   for infinitesimally rigid frameworks. Hence, by the Rank–nullity theorem, if one generic framework is infinitesimally rigid then all generic frameworks are infinitesimal rigidity have rigid.

Proposition 3. If a framework   of a graph   is infinitesimally rigid, then it is rigid.

Proof. Assume that   is not rigid, so there exists a framework   in a neighborhood   such that   and   is cannot be obtained via a trivial motion of  . Since   is in  , there exists a   and   such that  . Applying some algebra yields:

 

Hence,

 

We can choose a sequence of   such that   and  . This causes   and  . Hence,

 

The first and last expressions in the equations above state that   is an infinitesimal motion of the framework  . Since there is no trivial motion between   and  ,   is not a trivial infinitesimal motion. Thus,   is not infinitesimally rigid.

Proposition 4. If a framework   of a graph   is rigid and generic with respect to infinitesimal rigidity, then   is infinitesimally rigid.

Proof. This follows from the implicit function theorem. First, we will factor out all trivial motions of  . Since   has max rank, no   points of   are colinear. Hence, we can pin   points of   to factor out trivial motions: one point at the origin and another along the  -axis at a distance from the origin consistent with all constraints. This yields a pinned framework   that lives in  . This can be done for all frameworks in a neighborhood   of   to obtain a neighborhood   of   of pinned frameworks. The set of such frameworks is still a smooth manifold, so the rigidity map and rigidity matrix can be redefined on the new domain. Specifically, the rigidity matrix   of a pinned framework   has   columns and rank equal to  , where   is the unpinned framework corresponding to  . In this pinned setting, a framework is rigid if it is the only nearby solution to the rigidity map.

Now, assume an unpinned framework   is not infinitesimally rigid, so that  . Then the  , where   is the pinned version of  . We now set up to apply the implicit function theorem. Our continuously differentiable function is the rigidity map  . The Jacobian of   is the rigidity matrix. Consider the subset of edges   corresponding to the   independent rows of  , yielding the submatrix  . We can find   independent columns of  . Denote the entries in these columns by the vectors  . Denote the entries of the remaining columns by the vectors  . The   submatrix of   induced the   is invertible, so by the implicit function theorem, there exists a continuously differentiable function   such that   and  . Hence, the framework   of the subgraph   is not rigid, and since the rows of   span the row space of  ,   is also not rigid. This contradicts our assumption, so   is infinitesimally rigid.

Proposition 5. Rigidity is a generic property of graphs.

Proof. Let   be a rigid framework of   that is generic with respect to rigidity. By definition, there is a neighborhood of rigid frameworks   of  . By Proposition 1, there is a framework   in   that is generic with respect to infinitesimal rigidity, so by Proposition 4,   is infinitesimally rigid. Hence, by Proposition 2, all frameworks that are generic with respect to infinitesimal rigidity are infinitesimally rigid, and by Proposition 3 they are also rigid. Finally, every neighborhood   of every framework   that is generic with respect to rigidity contains a framework   that is generic with respect to infinitesimal rigidity, by Proposition 1. Thus, if   is rigid then   is rigid.

 
Figure 2. Visualizations of the both directions of the proof of Theorem 1. (a) also depicts the proof of Proposition 5.

Theorem 1. A graph   is generically rigid if and only if it is generically infinitesimally rigid.

Proof. The proof follows a similar argument to the proof of Proposition 5. If   is generically rigid, then there exists a generic framework   with respect to rigidity that is rigid by definition. By Propositions 1 and 4, in any neighborhood of   there is a framework   that is generic with respect to infinitesimal rigidity and infinitesimally rigid. Hence, by Proposition 2,   is generically infinitesimally rigid.

For the other direction, assume to the contrary that   is generically infinitesimally rigid, but not generically rigid. Then there exists a generic framework   with respect to rigidity that is not rigid by definition. By Proposition 1, in any neighborhood of   there is a framework   that is generic with respect to infinitesimal rigidity. By assumption   is infinitesimally rigid, and by Proposition 3,   is also rigid. Thus,   must be rigid and, by Proposition 5, all frameworks that are generic with respect to rigidity are rigid. This contradicts our assumption that   is not generically rigid.

Maxwell direction

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The Maxwell Direction of the Geiringer-Laman theorem follows from a simple counting argument on the rigidity matrix.

Maxwell Direction. If a graph   has a generic infinitesimally rigid framework, then   has a Geiringer-Laman subgraph.

Proof. Let   be a generic infinitesimally rigid framework of  . By definition,   has max rank, i.e.,  . In particular,   has   independent rows. Each row of   corresponds to an edge of  , so the submatrix   with just the independent rows corresponds to a subgraph   such that  . Furthermore, any subgraph   of   corresponds to a submatrix   of  . Since the rows of   are independent, so are the rows of  . Hence,  , which clearly satisfies  .

Equivalence of generic infinitesimal rigidity and Henneberg constructions

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Now we begin the proof of the other direction of the Geiringer-Laman theorem by first showing that a generically minimally rigid graph has a Henneberg construction. A Henneberg graph   has the following recursive definition:

  1.   is a single edge or
  2.   can be obtained from a Henneberg graph   via one of the following operations
    1. add a vertex to   and connect it to   distinct vertices of  
    2. For an edge   and a vertex   of  , add a vertex to  , connect it to   and  , and then remove  .

The two operations above are called a  -extension and a  -extension respectively.

The following propositions are proved in:[2]

Proposition 6. A generically minimally rigid graph has no vertex with degree   and at least one vertex with degree less than  

Proposition 7. If   is a generically minimally rigid graph with a vertex   of degree  , connected to vertices   and  , then for at least one pair of the neighbors of  , without loss of generality say  , there is no subgraph   of   that contains   and   and satisfies  .

Theorem 2. A generically minimally rigid graph   with at least   vertices has a Henneberg construction.

Proof. We proceed by induction on the number of vertices  . The base case of   is the base case Henneberg graph. Assume   has a Henneberg construction when   and we will prove it for  . When  ,   has a vertex   with degree   or  , by Proposition 6.

Case 1:   has degree 2.

Let   be the subgraph of   obtained by removing  , so   and  . Since   is minimally rigid, we have

 

Furthermore, any subgraph   of   is also a subgraph of  , so   by assumption. Hence,   is minimally rigid, by the Maxwell Direction, and   has a Henneberg construction by the inductive hypothesis. Now simply notice that   can be obtained from   via a  -extension.

Case 2:   has degree 3.

Let the edges incident to   be   and  . By Proposition 7, for one pair of the neighbors of  , without loss of generality say  , there is no subgraph   of   that contains   and   and satisfies  . Note that   cannot be an edge, or else the subgraph on just that edge satisfies the previous equality. Consider the graph   obtained by removing   from   and adding the edge  . We have

 .

Furthermore, as with Case 1, any subgraph of   that does not contain   satisfies the second condition for minimal rigidity by assumption. For a subgraph of   that does contain  , removing this edge yields a subgraph   of  . By Proposition 7,  , so  . Hence,   is minimally rigid, and   has a Henneberg construction by the inductive hypothesis. Finally, notice that   can be obtained from   via a  -extension.

Combining Cases 1 and 2 proves the theorem by induction.

It is also easy to the converse of Theorem 2 by induction.

Proposition 8. A graph with a Henneberg construction is generically minimally rigid.

Henneberg constructible graphs are generically infinitesimally rigid

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To complete the proof of the Geringer-Laman theorem, we show that if a graph has a Henneberg construction then it is generically infinitesimmaly rigid. The proof of this result relies on the following proposition from.[2]

Proposition 9. If   are three non-colinear  -dimensional points and   are three  -dimensional vectors, then the following statements are equivalent:

  •   for all  
  • The function

 

vanishes at every point  .

Theorem 3. If a graph   with at least   vertices has a Henneberg construction, then   is generically infinitesimally rigid.

Proof. We proceed by induction on the number of vertices  . The graph in the base case   is a triangle, which is generically infinitesimally rigid. Assume that when     is generically infinitesimally rigid and we will prove it for  . For  , consider the graph   that   was obtained from via  - or  -extension. By the inductive hypothesis,   is generically infinitesimally rigid. Hence,   has a generic infinitesimally rigid framework   such that the kernel of   has dimension  . Let   be the vertex added to   to obtain  . We must choose a placement   in  -dimensions such that   is a generic infinitesimally rigid framework of  .

Case 1:   is obtained from   via a  -extension.

Choosing such a placement for   is equivalent to adding rows corresponding to the equations

 

to the rigidity matrix  , where   and   are the neighbors of   after the  -extension and   is the velocity assigned to   by an infinitesimal motion. Our goal is to choose   such the dimension of the space of infinitesimal motions of   is the same as that of  . We can choose   such that it is not colinear to   and  , which ensures that there is only one solution to these equations. Hence, the kernel of   has dimension  , so   is a generic infinitesimally rigid framework of  .

Case 2:   is obtained from   via a  -extension.

Let the neighbors of   after the  -extension be the edges  , and  , and let   be the edge that was removed. Removing the edge   from   yields the subgraph  . Let   be the framework of   that is equivalent to  , except for the removed edge. The rigidity matrix   can be obtained from   by removing the row corresponding to the removed edge. By Proposition 8,   is generically minimally rigid, so the rows of   are independent. Hence, the rows of   are independent and its kernel has dimension  . Let   be a basis vector for the space of infinitesimal motions of   such that   is a basis for the space of trivial infinitesimal motions. Then, any infinitesimal motion of   can be written as a linear combination of these   basis vectors. Choosing a placement for   that results in a generic infinitesimally rigid framework of   is equivalent to adding rows corresponding to the equations

 

to the rigidity matrix  . Our goal is to choose   such the dimension of the space of infinitesimal motions of   is   less than that of  . After rearranging, these equations have a solution if and only if

 

Note that   can be written as  , for constants  . Furthermore, we can move the summation outside of the determinant to obtain

 

Since   form a basis for the trivial infinitesimal motions, the first three terms in the summation are  , leaving only

 

Solutions to this equation form a curve in  -dimensions. We can choose   not along this curve so that  , which ensures that there is only one solution to this equation. Hence, by Proposition 9, the kernel of   has dimension  , so   is a generic infinitesimally rigid framework of  .

Combining Cases 1 and 2 proves the theorem by induction.

See also

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References

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  1. ^ a b Pollaczek‐Geiringer, H. (1927). "Über die Gliederung ebener Fachwerke". ZAMM - Journal of Applied Mathematics and Mechanics / Zeitschrift für Angewandte Mathematik und Mechanik. 7 (1): 58–72. Bibcode:1927ZaMM....7...58P. doi:10.1002/zamm.19270070107. ISSN 1521-4001.
  2. ^ a b c d e Laman, G. (1970-10-01). "On graphs and rigidity of plane skeletal structures". Journal of Engineering Mathematics. 4 (4): 331–340. Bibcode:1970JEnMa...4..331L. doi:10.1007/BF01534980. ISSN 1573-2703. S2CID 122631794.
  3. ^ Jacobs, Donald J.; Hendrickson, Bruce (1997-11-01). "An Algorithm for Two-Dimensional Rigidity Percolation: The Pebble Game". Journal of Computational Physics. 137 (2): 346–365. Bibcode:1997JCoPh.137..346J. doi:10.1006/jcph.1997.5809. ISSN 0021-9991.
  4. ^ Lee, Audrey; Streinu, Ileana (2008-04-28). "Pebble game algorithms and sparse graphs". Discrete Mathematics. 308 (8): 1425–1437. arXiv:math/0702129. doi:10.1016/j.disc.2007.07.104. ISSN 0012-365X. S2CID 2826.
  5. ^ F.R.S, J. Clerk Maxwell (1864-04-01). "XLV. On reciprocal figures and diagrams of forces". The London, Edinburgh, and Dublin Philosophical Magazine and Journal of Science. 27 (182): 250–261. doi:10.1080/14786446408643663. ISSN 1941-5982.
  6. ^ Crapo, Henry (1990). "On the generic rigidity of plane frameworks". Preprint.
  7. ^ Tay, Tiong-Seng (1993-06-01). "A new proof of laman's theorem". Graphs and Combinatorics. 9 (2): 365–370. doi:10.1007/BF02988323. ISSN 1435-5914. S2CID 40384855.
  8. ^ Sitharam, Meera; Cheng, Jialong; Wang, Menghan (2011). "Notes 7 to 12". Lecture Notes – via University of Florida.
  9. ^ Asimow, L.; Roth, B. (1978). "The rigidity of graphs". Transactions of the American Mathematical Society. 245: 279–289. doi:10.1090/S0002-9947-1978-0511410-9. ISSN 0002-9947.
  10. ^ Asimow, L; Roth, B (1979-03-01). "The rigidity of graphs, II". Journal of Mathematical Analysis and Applications. 68 (1): 171–190. doi:10.1016/0022-247X(79)90108-2. ISSN 0022-247X.